Heather Scully

Chief Compliance Officer

P: 310 475 5854
F: 310 728 1765

E: hscully@nwfadvisory.com

11835 W. Olympic Blvd. #1155E
Los Angeles, CA 90064


Heather is the Chief Compliance Officer of NWF Advisory Group, Inc. headquartered in Los Angeles, California. Heather has over 15 years of experience working in the financial services industry, 9 of which she spent as head of compliance for NWF Advisory. Her primary role as CCO
is to oversee and supervise the entire organization including advisors, management, and staff to ensure advisor and branch compliance. Heather earned her bachelor’s degree in Business Administration from Loyola Marymount University, and currently holds series 7, 24, 51, 63,
and 66 license registrations.


Heather’s credentials include:

• BA, Loyola Marymount University
• Current Chief Compliance Officer of NWF Advisory Group, Inc.
• Series 7, 24, 51, 63, 66 Licenses


Heather is an active member of her community and believes in giving back. She and her family volunteer at their Church program to feed the homeless.

On a personal note, Heather resides in Thousand Oaks with her husband and two girls. She is an avid runner and enjoys supporting her daughters’ sports activities as the assistant coach to their Track & Field Team.

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The financial advisors at NWF Advisory offer securities through Royal Alliance Associates, Inc. Member FINRA/SIPC. This communication is strictly intended for individuals residing in the states of AL, AK, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, and WY. No offers may be made or accepted from any resident outside the specific states referenced.

Some advisors of NWF offer investment advisory services through Royal Alliance Associates, Inc., a registered investment adviser. Insurance products are offered by some advisors at NWF through New World Financial and Insurance Services, Inc. Many of the advisors at NWF Advisory are also investment advisor representatives of NWF Advisory Services, Inc., a Registered Investment Adviser. As such, advisory services are strictly intended for individuals residing in the states where we have notice filed: Arkansas, Arizona, California, Florida, Hawaii, Nevada, New York, Oregon, Texas, Utah, and Washington.


Royal Alliance Associates does not offer tax or legal services. Listed entities are not affiliated with Royal Alliance Associates, Inc.

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