Chief Compliance Officer
P: 310 475 5854
F: 310 728 1765
11835 W. Olympic Blvd. #1155E
Los Angeles, CA 90064
Heather is the Chief Compliance Officer of NWF Advisory Group, Inc. headquartered in Los Angeles, California. Heather has over 15 years of experience working in the financial services industry, 9 of which she spent as head of compliance for NWF Advisory. Her primary role as CCO
is to oversee and supervise the entire organization including advisors, management, and staff to ensure advisor and branch compliance. Heather earned her bachelor’s degree in Business Administration from Loyola Marymount University, and currently holds series 7, 24, 51, 63,
and 66 license registrations.
Heather’s credentials include:
• BA, Loyola Marymount University
• Current Chief Compliance Officer of NWF Advisory Group, Inc.
• Series 7, 24, 51, 63, 66 Licenses
Heather is an active member of her community and believes in giving back. She and her family volunteer at their Church program to feed the homeless.
On a personal note, Heather resides in Thousand Oaks with her husband and two girls. She is an avid runner and enjoys supporting her daughters’ sports activities as the assistant coach to their Track & Field Team.