William Upson, CLU, CHFC
Phone: (925) 942-9400 Bill Upson is a Financial Advisor and separately a Registered Representative of Royal Alliance, offering securities through Royal Alliance Associates Inc., possessing (Series 7, 24, 63) and Life Licenses. He is a member of the Million Dollar Round Table and has provided insurance and investment solutions since 1982. He is also the author of the 2000 book Long Term Care...Alternatives and Solutions, and co-author of the recently published book Orderly Affairs - Pathways to Financial Freedom for Everyone. Bill founded Strategic Asset Management Group in 1986. His business focus is in the areas of income and estate tax planning for high net worth individuals, successful professionals, business owners, and retirees. In dealing with his clients, he seeks to reduce their individual and corporate income taxes, as well as their estate taxes. This focus increases net worth, reduces personal liability, and increases income on a tax-favored or tax-free basis. Bill graduated from the University of Connecticut and completed courses at New York University. He is a Chartered Financial Consultant (ChFC) and Chartered Life Underwriter (CLU). He conducts seminars regarding income and estate tax reduction techniques, charitable gifting and trusts, tax planning for corporations, and the vagaries of long-term care and Medicare insurance. Personal Background • Career Agent of the Year Award from AmerUs Life
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The financial advisors at NWF Advisory are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, CT, DC, DE, FL, GA, HI, ID, IL, IN, MA, MD, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, TX, UT, VA, WA, WI, and WY. No offers may be made or accepted from any resident outside the specific states referenced. Many of the advisors at NWF Advisory are also separately investment advisor representatives under NWF Advisory Services, Inc., a Registered Investment Advisor registered with the Securities and Exchange Commission. As such, advisory services are strictly intended for individuals residing in the states where we have notice filed: California, Texas Important Consumer Information: A broker-dealer, an investment adviser, a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. Offices Throughout California, U.S.A. |
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