Stephanie LackenbyVice President - Compliance
Phone: (310) 475-5854
Stephanie Lackenby was born and raised in Los Angeles. She graduated from the University of Arizona, earning a Bachelor of Science degree in Business Administration with an emphasis in Finance. Her interest in business and specifically finance, led her to choose a career in financial planning. Stephanie joined the team in November 2004, as Director of Financial Planning, and over the years has grown with the firm to hold the position of Chief Compliance Officer and Vice President. As the Chief Compliance Officer and Vice President of NWF Advisory, Stephanie is responsible for supervising and training representatives affiliated with the firm. As of August 2008, while maintaining her position within the firm, Stephanie began attending law school at Southwestern University in Los Angeles, enhancing her knowledge of taxation and securities law.
REGISTRATIONS: Series 6, 7, 24,53, 63, 66, Life Agent ![]() About Us
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The financial advisors at NWF Advisory are Registered Representatives of and offer securities products & services through Royal Alliance Associates, Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard, this communication is strictly intended for individuals residing in the states of AZ, CA, CT, DC, DE, FL, GA, HI, ID, IL, IN, MA, MD, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, TX, UT, VA, WA, WI, and WY. No offers may be made or accepted from any resident outside the specific states referenced. Many of the advisors at NWF Advisory are also separately investment advisor representatives under NWF Advisory Services, Inc., a Registered Investment Advisor registered with the Securities and Exchange Commission. As such, advisory services are strictly intended for individuals residing in the states where we have notice filed: California, Texas Important Consumer Information: A broker-dealer, an investment adviser, a BD agent, or IA Representative may only transact business in a state if first registered in that state, or is excluded or exempt from registration in that state as a broker-dealer, investment adviser, BD agent or IA Representative, as appropriate. Follow-up, individualized responses to persons in a state by such a firm or individual that involve either affecting or attempting to affect transactions in securities, or the rendering of personalized investment advice for compensation, will not be made without first complying with appropriate registration requirements, or an applicable exemption or exclusion. For information concerning the licensing status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA rep, a consumer should contact his or her state securities law administrator. Offices Throughout California, U.S.A. |
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